-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, US4mW+yugnOVG0DxVv3gKEPlVwTS6dtzVjkzG+d37Ik7awbwgnKdEjZy0czERsqC LM1HPKxboUJgmZ0/XaWwrQ== 0000950123-10-013192.txt : 20100216 0000950123-10-013192.hdr.sgml : 20100215 20100216154316 ACCESSION NUMBER: 0000950123-10-013192 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20100216 DATE AS OF CHANGE: 20100216 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: Muzzo David CENTRAL INDEX KEY: 0001476809 FILING VALUES: FORM TYPE: SC 13G MAIL ADDRESS: STREET 1: C/O ARCHIPELAGO LEARNING, INC. STREET 2: 3400 CARLISLE STREET, SUITE 345 CITY: DALLAS STATE: TX ZIP: 75204-1257 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: Archipelago Learning, Inc. CENTRAL INDEX KEY: 0001470699 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-EDUCATIONAL SERVICES [8200] IRS NUMBER: 270767387 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-85321 FILM NUMBER: 10607284 BUSINESS ADDRESS: STREET 1: 3400 CARLISLE STREET STREET 2: SUITE 345 CITY: DALLAS STATE: TX ZIP: 75204-1257 BUSINESS PHONE: 800 419-3191 MAIL ADDRESS: STREET 1: 3400 CARLISLE STREET STREET 2: SUITE 345 CITY: DALLAS STATE: TX ZIP: 75204-1257 SC 13G 1 d71039asc13g.htm SC 13G sc13g

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

SCHEDULE 13G

Under the Securities Exchange Act of 1934
(Amendment No. __)*

Archipelago Learning, Inc.
(Name of Issuer)
Common Stock
(Title of Class of Securities)
03956P102
(CUSIP Number)
November 19, 2009
(Date of Event Which Requires Filing of this Statement)

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

     o Rule 13d-1(b)

     o Rule 13d-1(c)

     þ Rule 13d-1(d)

* The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 
 


 

                       
CUSIP No.
 
03956P102 
13G  Page  
  2  
  of   
  6  
 Pages

 

           
1   NAME OF REPORTING PERSON
David Muzzo
     
     
2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

  (a)   þ
  (b)   o
     
3   SEC USE ONLY
   
   
     
4   CITIZENSHIP OR PLACE OF ORGANIZATION
   
  United States of America
       
  5   SOLE VOTING POWER
     
NUMBER OF   1,691,811
       
SHARES 6   SHARED VOTING POWER
BENEFICIALLY    
OWNED BY   0 (See Item 8)
       
EACH 7   SOLE DISPOSITIVE POWER
REPORTING    
PERSON   1,691,811
       
WITH 8   SHARED DISPOSITIVE POWER
     
    0 (See Item 8)
     
9   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
   
  1,691,811 (See Item 8)
     
10   CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
   
  o
     
11   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
   
  6.7%* (See Item 8)
     
12   TYPE OF REPORTING PERSON
   
  IN
*Based upon 25,106,719 shares of Common Stock issued and outstanding as of November 19, 2009.


 

     
Item 1(a).
  Name of Issuer:
 
   
 
  Archipelago Learning, Inc.
 
   
Item 1(b).
  Address of Issuer’s Principal Executive Offices:
 
   
 
  3400 Carlisle Street
 
  Suite 345
 
  Dallas, Texas 75204-1257
 
   
Item 2(a).
  Name of Person Filing:
 
   
 
  David Muzzo
 
   
Item 2(b).
  Address of Principal Business Office:
 
   
 
  c/o 3400 Carlisle Street
 
  Suite 345
 
  Dallas, Texas 75204-1257
 
   
Item 2(c).
  Citizenship:
 
   
 
  United States of America
 
   
Item 2(d).
  Title of Class of Securities:
 
   
 
  Common Stock, par value $0.001 per share.
 
   
Item 2(e).
  CUSIP Number:
 
   
 
  03956P102
 
   
Item 3.
  If This Statement is Filed Pursuant to Rule 13d-1(b), or 13d-2(b) or (c), Check Whether the Person Filing is a:
         
(a)
  o   Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o);
 
       
(b)
  o   Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);
 
       
(c)
  o   Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c);
 
       
(d)
  o   Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8);
 
       
(e)
  o   An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E);
 
       
(f)
  o   An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F);
 
       
(g)
  o   A parent holding company or control person in accordance with §240.13d-1(b)(1)(ii)(G);
 
       
(h)
  o   A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
 
       
(i)
  o   A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
 
       
(j)
  o   A non-U.S. institution in accordance with §240.13d-1(b)(1)(ii)(J);

Page 3 of 6 Pages


 

         
(k)
  o   Group, in accordance with §240.13d-1(b)(1)(ii)(K).
     
 
  Not applicable.
 
   
Item 4.
  Ownership:
  (a)   Amount beneficially owned: See Item 9 of cover page.
 
  (b)   Percent of class: See Item 11 of cover page.
 
  (c)   Number of shares as to which the person has:
  (i)   Sole power to vote or to direct the vote:
 
  (ii)   Shared power to vote or to direct the vote:
 
  (iii)   Sole power to dispose or to direct the disposition of:
 
  (iv)   Shared power to dispose or to direct the disposition of:
See Items 5-8 of cover page.
     
Item 5.
  Ownership of 5% or Less of a Class:
 
   
 
  If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following o.
 
   
Item 6.
  Ownership of More than 5% on Behalf of Another Person:
 
   
 
  Not Applicable.
 
   
Item 7.
  Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person:
 
   
 
  Not Applicable.
 
   
Item 8.
  Identification and Classification of Members of the Group:
 
   
 
  David Muzzo is a party to a Voting Agreement, dated as of November 19, 2009, by and among Providence Equity Partners V L.L.C., Providence Equity GP V L.P., Providence Equity Partners V L.P., Providence Equity Partners V-A, L.P. (together, the “Providence Parties”), Cameron Chalmers, and MHT-SI, L.P. The Voting Agreement contains provisions restricting the ability of David Muzzo, along with Cameron Chalmers, MHT-SI, L.P. and MHT-SI GP, LLC (together, the “Other Parties”) to vote for directors other than those specified in the agreement with respect to 50% of their common stock, and the ability of the Providence Parties to vote for directors other than those specified in the agreement with respect to all of their common stock. Given the terms of the Voting Agreement, David Muzzo, together with the Providence Parties and the Other Parties, might be deemed to constitute a “group” that, as of the date hereof, collectively beneficially owns 14,328,706 shares of common stock, which constitutes 57.1% of the class of total issued shares. The Voting Agreement is filed as Exhibit 10.40 to Archipelago Learning, Inc.’s Registration Statement on Form S-1 (File No. 333-161717) filed with the Securities and Exchange Commission on November 17, 2009.

Page 4 of 6 Pages


 

     
 
  David Muzzo, the Providence Parties and the Other Parties acknowledge they are acting as a “group” solely for the purpose of causing Archipelago Learning, Inc. to qualify as a controlled company under Section IM-5616-5 of the NASDAQ Stock Market Rules. The share ownership reported herein by David Muzzo does not include any shares owned by the Providence Parties or the Other Parties to the Voting Agreement. David Muzzo disclaims beneficial ownership of the shares of Archipelago Learning, Inc. other than the amounts reported on the cover page included herein.
 
   
Item 9.
  Notice of Dissolution of Group:
 
   
 
  Not Applicable.
 
   
Item 10.
  Certification:
 
   
 
  Not Applicable.

Page 5 of 6 Pages


 

SIGNATURE
     After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
Date: February 11, 2010
         
     
  /s/ DAVID MUZZO    
  DAVID MUZZO   
     
 

 

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